Access admission to trading in SPIMEX Derivatives Market Section

1. To be admitted as Exchange Member / Section Member / Temporary Section Member / Trade Visitor by sending the original package of documents to the Exchange.
2. To provide with the following signed documents:
   • Two copies of the Contract for provision of the trading in the formal market services (depending on the Trading Member Category selected)
   • Two copies of the Contract for the services rendering for Provision of the Trading Member of JSC SPIMEX with Software and (or) Hardware for remote access to the Exchange’s services.
3. To pay a registration fee in accordance with SPIMEX Tariffs Book.
4. To prepare and submit to the Exchange powers of attorney for employees of the organization authorized to participate in organized trades - traders in accordance with the Forms of Rules of documents submission (7А, 7B, 7G, 8), and also give a consent for personal data processing of the trader / analyst.
5. To fulfil the conditions for providing of technical access.
6. To be accepted for clearing and have an access to operations in accordance with internal regulations of Clearing Organization for contract conclusion is to be carried out by the Trading Member on its own behalf.
7. If a Trading Member is a securities market participant, then provide the Exchange with notary certified copy of license in accordance with the law of the Russian Federation:
   • Asset management company of investment fund, mutual funds, private (non-governmental) investment funds;
   • Dealer (if contracts being derivative financial instruments for which commodities are the underlying asset are concluded on their own expense);
   • Manager;
   • Broker;
   • Broker with the license having licenses for broker activity only in relation to conclusion of contracts being derivative financial instruments for which commodities are the underlying asset,
   
   and also a notary certified copy of the qualification certificate of the trader accredited by the clause 4, in accordance with the kind of operation of Trading Member under the clause 7.

To serve customers in the Derivatives Market Section the Trading Member being the Exchange Member / Section Member / Temporary Section Member of Derivatives Market Section in addition to the license of the clause 7 is required:

1. To provide with the license of professional securities market participants for broker activity or other types of licenses/authorization documents in accordance with requirements of the Laws of the Russian Federation;
2. To prepare and provide to the Exchange an Application for publishing information about broker status on the web-site of SPIMEX under the form set in Form №10A of the Rules of documents submission;
3. In accordance with the rules of Clearing Organization to notify about a client.
4. To provide a Client with the acceptance for clearing service and an access for operations in Clearing Organization so that the Trading Member could conclude contracts in the interests of such Client (when the futures contract implicates the delivery contract).

1. To be admitted as Non-Resident Exchange Member / Non-Resident Section Member / Non-Resident Temporary Section Member / Non-Resident Trade Visitor
2. To provide with the following signed documents:
   • Two copies of the Contract for provision of the trading in the formal market services (depending on the Trading Member Category selected)
   • Two copies of the Contract for the services rendering for Provision of the Trading Member of JSC SPIMEX with Software and (or) Hardware for remote access to the Exchange’s services.
3. To pay a registration fee in accordance with SPIMEX Tariffs Book.
4. To prepare and submit to the Exchange powers of attorney for employees of the organization authorized to participate in organized trades - traders in accordance with the Forms of Rules of documents submission (7C, 7G, 8), and also give a consent for personal data processing of the trader / analyst.
5. To fulfil the conditions for providing of technical access.
6. To be accepted for clearing and have an access to operations in accordance with internal regulations of Clearing Organization for contract conclusion is to be carried out by the Trading Member on its own behalf.
7. To serve customers (only foreign entities) in the Derivatives Market Section the Trading Member being the Non-Resident Exchange Member / Non-Resident Section Member / Non-Resident Temporary Section Member of Derivatives Market Section is required:
   • To prepare and provide to the Exchange an Application for publishing information about broker status on the web-site of The JSC SPIMEX under the form set in Form №10B of the Rules of documents submission;